SCHEDULE 13G

Under the Securities Exchange Act of 1934 (Amendment No. 13)*

LSB FINANCIAL CORP.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

501925 10 1

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x	Rule 13d-1(b)
¨	Rule 13d-1(c)
¨	Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 501925 10 1

 

1	NAME OF REPORTING PERSON		LSB Financial Corp. Employee Stock Ownership Plan
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP					(a) ¨ (b) x
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION				Indiana
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER		0
	6	SHARED VOTING POWER		78,334
	7	SOLE DISPOSITIVE POWER		78,334
	8	SHARED DISPOSITIVE POWER		0
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON			78,334 Shares
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) N/A			¨
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)			5.0%
12	TYPE OF REPORTING PERSON (See Instructions)			EP

 

1	NAME OF REPORTING PERSON		First Bankers Trust Services, Inc.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP					(a) ¨ (b) x
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION				Illinois
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER		0
	6	SHARED VOTING POWER		78,334
	7	SOLE DISPOSITIVE POWER		78,334
	8	SHARED DISPOSITIVE POWER		0
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON			78,334 Shares
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) N/A			¨
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)			5.0%
12	TYPE OF REPORTING PERSON (See Instructions)			BK

 

 

Item 1.
	(a)		LSB Financial Corp. (the “Corporation”)
	(b)		101 Main Street, Lafayette, Indiana 47901
Item 2.
		(a)	LSB Financial Corp. Employee Stock Ownership Plan (the “ESOP”)
			First Bankers Trust Services, Inc. (the “Trustee”), the Trustee of the ESOP. The Trustee may also be deemed to beneficially own the shares held by the ESOP.
		(b)	The business address of the ESOP is 101 Main Street, Lafayette, Indiana 47901.
			The business address of the Trustee is 2321 Kochs Lane, Quincy, Illinois 62305.
		(c)	The Trustee is a state-chartered trust company organized under the laws of Illinois.
		(d)	Common stock, par value $0.01 per share (the “Common Stock”).
		(e)	501925 10 1
Item 3.			If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
		(f)	x An employee benefit plan or endowment fund in accordance with §§ 240.13d-1(b)(1)(ii)(F)
Item 4.			Ownership
			As of December 31, 2013, the ESOP held an aggregate of 78,334 shares of Common Stock (5.0% of the outstanding shares), all shares of which were allocated to participant accounts as of that date. The ESOP has sole voting power with respect to shares held by it that have not been allocated to participant accounts, shared voting power with respect to shares held by it that have been allocated to participant accounts and sole dispositive power with respect to all shares (allocated and unallocated) held by the ESOP. The Trustee may be deemed to beneficially own the 78,334 shares held by the ESOP.  However, the Trustee expressly disclaims beneficial ownership of all such shares.  Other than the shares held by the ESOP, the Trustee does not beneficially own any shares of Common Stock. Pursuant to the ESOP, participants in the ESOP are entitled to instruct the Trustee as to the voting of the shares allocated to their ESOP accounts. On each issue with respect to which shareholders are entitled to vote, the Trustee is required to vote the shares held by the ESOP that have not been allocated to participant accounts in the manner directed under the ESOP.
Item 5.			Ownership of Five Percent or Less of a Class
			If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x

Item 6.			Ownership of More than Five Percent on Behalf of Another Person
		N/A
Item 7.			Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
		N/A
Item 8.			Identification and Classification of Members of the Group
		N/A
Item 9.			Notice of Dissolution of Group
		N/A
Item 10.			Certifications
			By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

 

	January 29, 2014
	Date
	LSB FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN
	By:	/s/ Linda Shultz
		First Bankers Trust Services, Inc., as Trustee
		Name: Linda Shultz
		Title: Trust Officer
	January 29, 2014
	Date
	FIRST BANKERS TRUST SERVICES, INC.
	By:	/s/ Linda Shultz
		Linda Shultz, Trust Officer

 

FIRST BANKERS TRUST SERVICES, INC.
By:	/s/ Linda Shultz
	Linda Shultz, Trust Officer
LSB FINANCIAL CORP. EMPLOYEE STOCK OWNERSHIP PLAN
By:	/s/ Linda Shultz
	First Bankers Trust Services, Inc., as Trustee
	Name: Linda Shultz
	Title: Trust Officer